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DHG is pursuing an experienced professional with an extensive knowledge of Regulatory Report filings for Financial Institutions (FR Y 9C, FFIEC 031, FR 2900, TIC Reports, etc). This position offers the ability to analyze and implement risk based solutions related to the reporting challenges that our high profile clients face while maintaining long term, meaningful business relationships. •Coo
Posted Today
Determination of transfer pricing methodologies across the full range of the businesses in the U.S. and Americas region including trigger events, new product and transaction reviews and restructuring projects that relate to cross border transactions Setting transfer pricing policies to reflect changes to transfer pricing law and business practice Engaging and working collaboratively with other par
Posted Today
Responsibilities include but are not be limited to Support the Regional Head of Sanctions in protecting Deutsche Bank from legal, regulatory and reputational risk with regard to business involving sanctioned entities and / or countries Propose effective minimum standards for Sanctions compliance and support the definition of requirements for the Bank's transaction filtering and client screening ap
Posted 1 day ago
• Serves the needs of the client by planning, coordinating, and executing cross functional risk management projects • Coordinates with the Supervisor, Manager, Senior Manager, or Partner on all phases of the engagement, including execution of the project deliverables, communications with the project team, staffing requirements, job planning, and scheduling • Manages relationship wit
Posted Today
DHG is pursuing a highly experienced professional with extensive knowledge of current banking laws and regulations ranging from the Equal Credit Opportunity Act (Regulation B) through the Truth in Lending Act (Regulation Z). This position offers the ability to analyze and implement risk based solutions related to the regulatory challenges that our high profile clients face while maintaining long t
Posted Today
Reviewing electronic communications (baseline of 250 messages per day) and voice recordings (baseline of 2 hours per day) of firm employees for potential violations of firm policies and applicable rules and regulations (CFTC, SEC, and FINRA). Experience in Capital Markets and Asset Management compliance surveillance Interface with compliance officers, business risk officers, legal, and other relev
Posted Today
Seek updates to relevant deal information and log any potential new transaction for assigned areas within the bank's central Conflict Clearing system; requires understanding of underlying business, policies and practices involved with conflict clearing deals and strong relationships with Deutsche Bank bankers to ensure these are accurately captured within Deutsche Bank's proprietary system Perform
Posted Today
•Serves as a key client contact by identification of, planning, coordinating, and executing cross functional risk management projects •Proven ability to drive and support a book of business that provides excellent, relevant services to the market •Proven ability to recruit, train, and develop professionals •Responsible for all phases of the engagement, including execution of th
Posted Today
Reviewing electronic communications (baseline of 250 messages per day) and voice recordings (baseline of 2 hours per day) of firm employees for potential violations of firm policies and applicable rules and regulations (CFTC, SEC, and FINRA). Experience in Capital Markets and Asset Management compliance surveillance Interface with compliance officers, business risk officers, legal, and other relev
Posted Today
will include Book of Work Management Assist in providing up to date reporting to various management forums on BoW status Ensure all projects are captured and tracked appropriately Project Planning and Delivery Develop and maintain detailed project plans and project budgets Effective management of the project lifecycle and ensuring project delivery is in line with the project plan and budget. Ensur
Posted Today
•Serves as a key client contact by identification of, planning, coordinating, and executing cross functional risk management projects •Proven ability to drive and support a book of business that provides excellent, relevant services to the market •Proven ability to recruit, train, and develop professionals •Responsible for all phases of the engagement, including execution of th
Posted Today
Reviewing electronic communications/voice recordings and personal trading activity of firm employees for potential violations of firm policies and applicable rules and regulations. Familiarity with SEC, FINRA, and CFTC rules and regulations as it relates to permissible and impermissible activity. Experience in Capital Markets and Asset Management compliance surveillance Interface with compliance o
Posted Today
LOCATIONS Chicago, Oak Brook, IL, New York, Atlanta, Indianapolis, DC, Los Angeles, Dallas, Grand Rapids and Columbus. This position will be responsible for leading Small Business Administration (SBA) 7a reviews, writing reports, managing teams and working closely with the SBA on the various types of compliance reviews of SBA Lenders as well as be able to perform commercial loan review work when n
Posted Today
Assist and support the Global Anti Fraud, Bribery & Corruption (AFBC) team with various initiatives designed for the continued development of a robust AFBC program. Key Accountabilities You will be a key member of the Global AFBC team and you will Develop new controls, maintain oversight of design and effectiveness of existing controls and design quality assurance methodologies Support design and
Posted Today
We are seeking an experienced Risk Financial Services Data Project Lead. Crowe Horwath ("Crowe") is looking for an ambitious and motivated individual to join its Risk Consulting Financial Services practice to help make the world more honest, transparent, safe, and secure. This person will be responsible for providing data expertise while managing the technical and data components of implementing a
Posted Today
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