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Responsible for interpreting regulatory requirements and determining strategy to obtain registrations. Independently make decisions regarding work processes or operational plans and schedules in order to achieve department and project objectives. Represent OCD to US regulatory agencies and interact with Health ministry personnel to expedite pending applications, resolve regulatory matters, and man
Posted Today
Primary role Train legal professionals in various regulatory, compliance, and policy mapping issues, especially in the context of the financial services industry. The target audience for training consists of legal professionals with experience in document review and analysis for financial institutions, as well as project management, but little to no experience in analyzing internal financial insti
Posted Today
Oversee, manage and document all day to day job site activities including OSHA safety compliance. Direct field personnel according to the project plan and Suffolk supervisory principles. Communicate issues, events, performance and progress daily to the Project Manager. Report any problems promptly to the Project Manager to facilitate the most cost effective solutions. Establish effective working r
Posted Today
Research and due diligence on operational requirements for various financial regulations, with a focus on SEC Reporting Modernization (Form N PORT), FRTB (Fundamental Review of the Trading Book) and MiFID II. Identify financial content necessary for compliance with respect to completeness and unit testing for accuracy. Itemize those data points that are readily available from those that may need t
Posted Today
Include Work individually or as part of a team to provide project execution on client engagements Contribute to strong client relationships through positive client support and sound expertise Demonstrate expertise in BSA/AML and Sanctions including model validation, BSA/AML program independent testing, and other BSA/AML advisory services Supervise junior staff and serve as engagement "in charge" U
Posted Today
Conduct compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess and review compliance with legal, regulatory and internal firm policy requirements and work with the business and other stakeholders to design appropriate remedial actions to mitigate identified risks Participate in developing a review work plan based on the results of the annual compliance
Posted 3 days ago
Conduct compliance reviews under the direction of the Americas Head of Compliance Testing and the Head of Bank Testing in order to assess and review compliance with legal, regulatory and internal firm policy requirements applicable to banking products and services Assist in developing a review work plan based on the results of the annual compliance risk assessment, in consultation with the America
Posted 3 days ago
Client Service S1Provides quality support to clients with routine transactions and processes on a daily basis.Under direct supervision, assists clients by responding to phone, email and other inquiries regarding company products, services and procedures.Provides basic technical assistance to clients and assists in responding to straightforward client inquiries.Corrects straightforward errors in cl
Posted 4 days ago
Regulatory relationship manager and direct partner to the Bank's onsite regulators and certain offsite regulator specialists from the various branches Federal Reserve Board system and others Coordinate and escalate daily continuous monitoring activities, supervise and direct targeted examinations, facilitate remediation of finding closure, and deliver on all facets of Regulatory Engagement Negotia
Posted 24 days ago
Develop and maintain strong relationships within Finance and other areas of Deutsche Bank globally to build an understanding of the end to end control environments Work within the QA team to assist in the execution of the annual QA review plan focus on CCAR part of Finance Perform QA reviews in accordance with the QA Framework standards Communicate with management any issues from the review that m
Posted 24 days ago
Responsible for managing all fraud and bribery/corruption regulatory requests; manage presentation content to regulators and monitors; interface with regulator and monitors on AFBC strategic program and remediation initiatives, interface with Transformation and Remediation teams, Steercos and other meetings to support regulatory remediation and change; global centralized point to maintain all regu
Posted 24 days ago
We have an exciting opportunity to join our team as an Assistant Manager – Research Regulatory. In this role, the successful candidate facilitates the clinical trial start up process, regulatory submission and maintenance functions of the Cancer Clinical Trials Office (CTO). The Assistant Manager, Regulatory Affairs Unit, is responsible for the timely submission of all renewals and amendment
Posted Today
This paralegal will support attorneys in the Legal Department's Office of Public Policy and Regulatory Affairs ("OPPRA"). Responsibilities will include assisting with preparation of regulatory applications, notices and correspondence with Federal and State banking regulators; research of federal and state banking laws and regulations and regulatory guidance; preparation of materials for meetings w
Posted 1 month ago
What Quality & Regulatory Audit contributes to Cardinal Health Quality & Regulatory Audit is responsible for assessing processes and practices for regulatory risk and conformance to quality standards, and working with business and quality leaders to implement improvements. Demonstrates comprehensive knowledge of regulatory requirements in their respective areas, as well as auditing techniques. Ana
Posted Today
This is a key leadership role for coordinating a broad range of activities to align solutions with business goals. The focus of this role would be to create an end to end Finance strategy that supports regulatory reporting, including development of the team to support the process changes and developing appropriate controls for the Regulatory Reporting Transformation program. This leader would also
Posted Today
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